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EU research instruments unclear in their goals, says Marimon report

Published 07 July 2004 - Updated 21 May 2007
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In its evaluation of the new instruments of FP6, a high level expert group has pointed to weaknesses concerning the costs of applying for EU funding, evaluation procedures and SME participation.

The long awaited Marimon report on the mid-term evaluation of the new instruments of the EU's Sixth Framework Programme (FP6) was presented to the informal Competitiveness Council on 3 July 2004, reports the Commission's web service on research policy, CORDIS News. The report contains 12 recommendations on ways to make the Integrated Projects (IPs) and Networks of Excellence (NoEs) more effective.

The report addresses the following main issues:

  • Costs and administrative hurdles involved in submitting a proposal: the panel found that the costs and risks of participation in FP6 were "unreasonably high". In its recent Communication on the priorities on future EU research policy ('Science and technology, the key to Europe's future' of 16 June 2004), the Commission had already stated its intention to improve the regulatory and administrative environment in , in particular by increasing transparency of the evaluation process, reducing delays and minimising the cost of preparing projects.
  • Size of projects and 'critical mass': Many participants have overestimated the required size of a consortium, submitting proposals with far too many project partners. 'Critical mass', however, should not be considered as an absolute figure, but depends on the topic, the thematic area, the participants and the potential impact and added value. "The concept of 'one size fits all' should not be applied across all thematic areas and instruments," reads the report.
  • Clarification of the instruments' goals: While the response rate to the first calls of FP6 was very high, only 17 per cent of applicants received funding, which suggests that the criteria had not been laid out clearly enough. "The Commission addressed this problem in the second call, which was much clearer," Achilleas Mitsos of DG Research told CORDIS News.
  • Evaluation procedure: The group proposes the implementation of a two-step evaluation procedure, whereby applicants first submit a short proposal, which would be evaluated according to a few specific criteria such as adequacy and excellence. If participants receive positive feedback, a more detailed proposal would be prepared. This procedure would help to reduce the costs and risk of participation.
  • SME participation: Although FP6 stipulates a 15 per cent target for SME participation, the achieved level has been disappointingly low. At the 2004 Spring Summit EU governments shared this view, concluding that "[..] the Framework Programme must be simplified to make it more user-friendly, in particular for small and medium sized industries and start-ups. The priorities should be to promote co-operation between business and research".
  • Increased flexibility for participants: The panel has raised its concern about the limitation of certain calls to certain instruments, as this could lead to proposals being adapted to potentially unsuitable instruments in order to heighten their chances of receiving funding. Dr Marimon therefore suggested that researchers select the most appropr iate instrument to meet their research objectives.
Next steps: 

The Commission will soon issue an official response to the Marimon report. The Commission is expected to take stock of the recommendations, some which can be implemented in the ongoing FP6, while some should be introduced in the next Framework Programme (FP7). An official proposal for FP7 is scheduled for 2005, and the programme will come into force in 2007.

Background: 

Two new instruments were created for the implementation of the EU's

, which runs from 2002-2006 with a funding of 17.5 bn euro:
  • Networks of Excellence (NoEs) aim at progressively integrating activities of network partners and thereby creating 'virtual' networks of excellence.
  • Integrated Projects (IPs) will be projects of substantial size, designed to help build up the 'critical' mass in objective-driven research with clearly defined scientific ambitions and aims.

A high-level expert group was appointed to carry out the mid-term review of the effectiveness of new instruments, chaired by Dr Ramon Marimon, former Spanish Secretary of State for Science and Technology.

 

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